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Supervisory Analyst/Editor- Contract role
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Macquarie
Salary: Information not provided
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USA-NY-New York City |
03 Dec |
| You will be editing, approving and publishing Macquarie research from the US and Asia. 3 Month contract position. |
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Senior Manager - Investment Data Management
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Not Disclosed
Salary: 150-225K
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USA-NY-New York City |
02 Dec |
| Growing professional services consulting firm with buy and sell side focus seeks your senior level investment data management... |
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Chief Regulatory Officer
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Legend Global Search, Inc...
Salary: $203K
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USA-NY-New York City |
02 Dec |
| Chief Regulatory Officer - Financial Services, Investment Bank, and Asset Management Firm |
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AML - Surveillance Manager
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Legend Global Search, Inc...
Salary: $118K +
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USA-NY-New York City |
02 Dec |
| AML - Surveillance Manager - Financial Services Company |
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Institutional Equity Compliance Officer - Regulatory Control Group
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Legend Global Search, Inc...
Salary: $175K+
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USA-NY-New York City |
02 Dec |
| Institutional Equity Compliance Officer - Financial Services Company - Compliance, Risk Management |
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Banking Policies and Procedures Writer
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Morgan Stanley
Salary: not disclosed
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USA-NY-New York City |
02 Dec |
| See job description below |
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Financial Services Compliance Analyst
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Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
01 Dec |
| BLOOMBERG PROFESSIONAL service and Bloomberg's media services provide real-time and archived financial and market data, pri... |
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Mutual Fund Administrator
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Not Disclosed
Salary: DOE
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USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a mutual fund administrator to mange its fund registration stat... |
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Compliance Officer
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WisdomTree
Salary: DOE
|
USA-NY-New York City |
01 Dec |
| WisdomTree, a leading sponsor of Exchange Traded Funds, seeks a Compliance Officer with mutual fund or asset management exper... |
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Director-Retirement Compliance (J5242)
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BarkerGilmore, LLC
Salary: Base & Bonus
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USA-CA-Los Angeles |
01 Dec |
| Leading financial services company has a challenging new position for a Director, Retirement Compliance. The candidate will b... |
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Compliance Associate
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Chimera Securities
Salary: Salary (BOE) + Benefits
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USA-NY-New York City |
01 Dec |
| Looking for a Compliance Associate to assist the Chief Compliance Officer in enforcing the compliance program in accordance w... |
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Senior Vice President Product Manager - Email Compliance
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Not Disclosed
Salary: Senior Executive level co...
|
USA-NY-New York City |
26 Nov |
| Our Client is the leading global provider of financial data, news and analytics. Our Client's professional service and media... |
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FOCUS Reporting
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Not Disclosed
Salary: Commensurate with experie...
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USA-NY-New York City |
26 Nov |
| FOCUS reporting for self clearing broker dealer. Must have specific FOCUS reporting experience as well as knowledge of 15c3-... |
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Chief Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
25 Nov |
| Dynamic global broker dealer/hedge fund is looking for a Chief Compliance Officer to work along side the Chief Legal Officer... |
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Portfolio Compliance Officer/Generalist
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Michael Page
Salary: 95,000 - 150,000
|
USA-NY-New York City |
25 Nov |
| Leading Global Asset Manager is looking for a junior to mid level compliance officer with 2-5 years of compliance experience.... |
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Compliance Manager
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Michael Page
Salary: 120,000-225,000
|
USA-NY-New York City |
25 Nov |
| Leading Global Bank is looking to add mid level compliance manager to work with the risk and compliance teams. |
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Chief Compliance Officer
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Not Disclosed
Salary: 100,000 - 200,000
|
USA-NY-New York City |
25 Nov |
| This is an excellent opportunity for a mid level asset management compliance candidate to take on a Chief Compliance Officer... |
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Director, Compliance
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Howard-Sloan Professional...
Salary: Highly Competitive Salary...
|
USA-CA-Los Angeles |
25 Nov |
| One of the nation's largest Insurance and Financial Services Companies is seeking a Compliance Director to manage the complia... |
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Compliance Officer
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Objective Paradigm
Salary: Competitive based on expe...
|
USA-CO-Englewood |
25 Nov |
| Our Client is at the leading edge of the "new" gas business. They specialize in natural gas solutions which include trading,... |
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Associate Compliance for a Prop Trading Broker Dealer, New York.
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Huxley Associates
Salary: Negotiable
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USA-NY-New York City |
24 Nov |
| An active proprietary trading broker dealer is seeking an Associate Compliance person for their electronic trading of the U.S... |
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Chief Compliance Officer for a Broker Dealer, New York City.
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Huxley Associates
Salary: Negotiable
|
USA-NY-New York City |
24 Nov |
| A leading Broker Dealer is seeking a Chief Compliance Officer for their full-service office in New York City. |
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Tax Manager - New York
|
Integrated Management Res...
Salary: $Open
|
USA-NY-New York City |
24 Nov |
| Premier Asset Management Firm is seeking a Senior U.S. Tax Manager for a New York position. |
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Director, Project Manager (pension disclosure)
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Not Disclosed
Salary: Competitive
|
USA-NY-New York City |
24 Nov |
| The Private Client Division of a major financial institution is seeking a Director/Project Manager of Pension Disclosures. |
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Chief Compliance Officer (CCO)
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Not Disclosed
Salary: $150,000 - $250,000
|
USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance, the Chief Compliance Officer (CCO) will be responsible for providing Compliance o... |
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Deputy Director of Anti Money Laundering (AML) Compliance
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Not Disclosed
Salary: $150,000 to $300,000
|
USA-NY-New York City |
20 Nov |
| Reporting to the Head of Retail Compliance the Deputy Director of Anti Money Laundering (AML) Compliance will act as an overa... |
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Chief Compliance Officer
|
Not Disclosed
Salary: Base salary, bonus and be...
|
USA-MA-Boston |
18 Nov |
| Our client is a well established and well regarded global financial services firm who has engaged us to find a CCO for a newl... |
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New Account/Compliance Specialist
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Not Disclosed
Salary: Hourly Rate
|
USA-NY-New York City |
17 Nov |
| Our top tier client located in downtown New York, is seeking a team of consultants to work in their New Accounts group! Long... |
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Head of Compliance
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AC Lion
Salary: Salary + Bonus
|
USA-NY-New York City |
17 Nov |
| Fast Growing 15 year old Broker Dealer that provides robust research, NYSE Floor operation, as well as, full service, anonymo... |
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Hedge Fund/ AML Compliance Officer
|
Michael Page
Salary: 75,000 - 125,000
|
USA-NY-New York City |
17 Nov |
| Leading Global Investment Bank is looking to add a mid level compliance officer with 3-5 years of working experience in AML a... |
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Securities Policies and Procedures Compliance Officer
|
Not Disclosed
Salary: $75,000 - $100,000
|
USA-NY-New York City |
17 Nov |
| Our client is a top tier, well respected financial services firm. |
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